金融服务指南

《金融服务指南》英译中样文

源文（英文）

Personal financial advice

If we provide you with personal financial advice, then you will initially receive a Statement of Advice (SOA) when, or as soon as practical after the advice is given. This statement will set out the advice, the basis on which the advice was given and any remuneration or other benefit that we, including our representatives and associates, may receive. We will also include details of any matter that might reasonably be expected to be capable of influencing us in providing this advice.

If you maintain an advice relationship with us, then generally we will not provide an SOA for further advice situations unless there have been significant changes to either your personal circumstances or the basis of the advice since your last SOA was provided. In these circumstances however, we are still required to keep a Record of Advice (ROA). You have the right to request a copy of your SOA or ROA at any time.

We will maintain a record of your personal profile including details of your objectives, financial situation and needs. We also maintain records of any recommendations made to you. For information on how to access these records, please refer to the section ‘ Privacy’.

We will not give you personal advice in our regular updates, research reports or marketing material, when you visit our website, or contact our Client Services team.

目标文（简体中文）

个人财务建议

如果我们向您提供个人财务建议，那么您将在最初收到一份建议声明 (SOA)，或者在我们向您提供建议后的最短时间内收到这份建议声明。该声明将列出建议、提供建议的依据及我们——包括我们的代表和合伙人——可能收到的任何酬劳或其他利益。我们还将包括根据合理预计、可能影响我们提供该建议的任何事项的详细信息。

如果您与我们保持建议关系，通常我们不会就今后的建议活动提供 SOA，除非自上次向您提供 SOA 起，您的个人状况或建议依据发生了重大变化。但是，在这些情况下，我们仍需要保有一份建议记录 (ROA)。您有权随时要求获得一份您的 SOA 或 ROA 的副本。

我们将保有您的个人档案记录，包括您的目标、财务状况和需求等详细信息。我们也保有向您提出的任何推荐的记录。欲获得关于如何查看这些记录的信息，请参阅“隐私”部分。

当您访问我们的网站或联系我们的客户服务团队时，我们不会在我们的定期更新、研究报告或市场营销材料中向您提供个人建议。

关键词：金融服务指南，法律翻译，金融翻译，英中翻译